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Report, Guidelines · 31 May 2026

Ethics companion for Legal and Regulatory Functions

Published by The Ethics Institute

The role of an Ethics Office is to manage an organisation’s ethical performance with a view to enhancing its ethical culture. But it can only do so with the active support of a range of internal functions. Legal and Regulatory Functions are two of the most critical partners.

This Ethics companion unpacks how the Legal and Regulatory Functions can support the Ethics Office. It challenges practitioners to look beyond the question of “Is it legal?” and consider “Is it right, responsible and aligned with our values?”. By integrating ethical considerations into their core responsibilities – from contract management to regulatory engagement – these functions help ensure that an organisation not only adheres to the letter of the law but also embodies the spirit of responsible corporate citizenship.

This guide serves as a practical resource for Legal and Regulatory practitioners seeking to strengthen their role as ethical stabilisers and trusted advisors.

Authors: Fatima Rawat and Jovita Fazenda

The Ethics Companion for Legal and Regulatory Functions is the first in a new “Companion for Organisational Functions” series by the Ethics Institute (TEI).

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