[{"data":1,"prerenderedAt":633},["ShallowReactive",2],{"publication-working-paper-34-local-certification-through-collective-action-innovative-approach":3,"related-working-paper-34-local-certification-through-collective-action-innovative-approach":158},[4],{"id":5,"status":6,"sort":7,"date_created":8,"date_updated":9,"nid":10,"slug":11,"title":12,"body":13,"citation":14,"language":15,"year":16,"publisher":17,"date_published":18,"external":19,"topic":20,"link_internal":23,"link_external":33,"featured":19,"topics":34,"languages":36,"type":37,"area":7,"programme":7,"websites":7,"summary":7,"pdf_text":7,"main_points":7,"short_version":7,"subtitle":7,"image":39,"countries":50,"tags":51,"pdf":76,"authors":100},1818,"published",null,"2022-04-27T11:53:56.000Z","2026-06-02T14:08:43.000Z",1958,"working-paper-34-local-certification-through-collective-action-innovative-approach","Working Paper 34: Local certification through Collective Action: an innovative approach to anti-corruption compliance and due diligence","How can local certification of small and mid-sized enterprises (SMEs) help to alleviate anti-corruption due diligence for SMEs as well as multinational corporations (MNC) seeking to work with them. This Working Paper by the Basel Institute's Collective Action team attempts to answer that question based on discussions and analysis of current local certification initiatives in different countries and sectors.\n\n*Local certification* in this context means the assessment of a company’s anti-corruption compliance standards according to a method devised through a Collective Action and developed within a domestic (local) market. The local component also involves verification (certification) by a reputable organisation based in the same country as the entity that is being certified. \n\nThe paper explores:\n\n\n- Due diligence dilemmas faced by both SMEs and MNCs.\n- How local certification can help SMEs develop and demonstrate robust anti-corruption compliance procedures.\n- How a trusted certification programme can help alleviate due diligence on third parties by MNCs, using a risk-based approach.\n- Wider benefits, including raising standards of compliance across the board.\n- How a Collective Action approach boosts the potential of local certification to achieve these wins.\n- Special considerations and six practical recommendations for practitioners seeking to raise levels of anti-corruption compliance through a local certification scheme.\n\n\n### About this Working Paper\n\nThis paper is part of the Basel Institute on Governance Working Paper Series, \u003Ca href=\"https:\u002F\u002Fwww.baselgovernance.org\u002Fpublications?type[]=255\">ISSN: 2624-9650\u003C\u002Fa>.\n\nThe paper was funded by the KBA-NotaSys Integrity Fund of Koenig & Bauer Banknote Solutions. It is part of the Basel Institute’s \u003Ca href=\"https:\u002F\u002Fbaselgovernance.org\u002Fb20-collective-action-hub\u002Fcertification\">local certification project\u003C\u002Fa>, which aims to support innovative approaches to anti-corruption compliance and due diligence through Collective Action. .\n\nThe views and opinions expressed in this report are those of the authors and do not reflect the position of the KBA NotaSys Integrity Fund, Koenig & Bauer Banknote Solutions, any affiliates or any persons acting on their behalf.\n\nThis work is licensed under a Creative Commons Attribution-NonCommercial-NoDerivatives 4.0 International License (CC BY-NC-ND 4.0). \n\nCitation: Hans, V., Wannenwetsch, S. and Aiolfi, G. (2020). *Local certification through Collective Action: an innovative approach to anti-corruption compliance and due diligence*. Working Paper 34, Basel Institute on Governance.","","English",2021,"Basel Institute on Governance","2021-01-19",false,[21,22],"Collective Action","Compliance",[24,27,30],{"url":25,"caption":26},"\u002Fresources\u002Fnews\u002Fnew-working-paper-local-certification-through-collective-action-1959"," View news release and summary",{"url":28,"caption":29},"https:\u002F\u002Fcollective-action.com\u002Fexplore\u002Fcertification"," View Certification project page and resources",{"url":31,"caption":32},"\u002Fresources\u002Fpublications?type=Working%20Paper"," View all Working Papers",[],[21,35],"Business Integrity Ethics and Compliance",[15],[38],"Working Paper",{"id":40,"storage":41,"filename_disk":42,"filename_download":43,"title":44,"type":45,"created_on":8,"modified_on":8,"charset":7,"filesize":46,"width":47,"height":48,"duration":7,"embed":7,"description":7,"location":7,"tags":7,"metadata":49,"focal_point_x":7,"focal_point_y":7,"tus_id":7,"tus_data":7,"uploaded_on":8},"5dd44698-4bf4-4948-9e55-99be6f25fb9d","local","5dd44698-4bf4-4948-9e55-99be6f25fb9d.jpg","WP-34-cover.jpg","Working Paper 34","image\u002Fjpeg",176611,1654,2339,{},[],[52],{"id":53,"publications_id":54,"tags_id":74},4897,{"id":5,"status":6,"sort":7,"user_created":55,"date_created":8,"user_updated":56,"date_updated":9,"nid":10,"slug":11,"image":40,"title":12,"body":13,"citation":14,"language":15,"year":16,"publisher":17,"date_published":18,"external":19,"topic":57,"link_internal":58,"link_external":62,"featured":19,"topics":63,"languages":64,"type":65,"area":7,"programme":7,"websites":7,"summary":7,"pdf_text":7,"main_points":7,"short_version":7,"subtitle":7,"countries":66,"tags":67,"pdf":68,"authors":70},"03bebfd8-0b40-4a2a-820d-b9d9c13b9de6","3d9ff205-1640-4f34-b5b6-86977f51bbd6",[21,22],[59,60,61],{"url":25,"caption":26},{"url":28,"caption":29},{"url":31,"caption":32},[],[21,35],[15],[38],[],[53],[69],1855,[71,72,73],2002,2003,2004,{"id":75,"name":22},1236,[77],{"id":69,"publications_id":78,"directus_files_id":92},{"id":5,"status":6,"sort":7,"user_created":55,"date_created":8,"user_updated":56,"date_updated":9,"nid":10,"slug":11,"image":40,"title":12,"body":13,"citation":14,"language":15,"year":16,"publisher":17,"date_published":18,"external":19,"topic":79,"link_internal":80,"link_external":84,"featured":19,"topics":85,"languages":86,"type":87,"area":7,"programme":7,"websites":7,"summary":7,"pdf_text":7,"main_points":7,"short_version":7,"subtitle":7,"countries":88,"tags":89,"pdf":90,"authors":91},[21,22],[81,82,83],{"url":25,"caption":26},{"url":28,"caption":29},{"url":31,"caption":32},[],[21,35],[15],[38],[],[53],[69],[71,72,73],{"id":93,"storage":41,"filename_disk":94,"filename_download":95,"title":95,"type":96,"folder":97,"uploaded_by":55,"created_on":8,"modified_by":7,"modified_on":8,"charset":7,"filesize":98,"width":7,"height":7,"duration":7,"embed":7,"description":99,"location":7,"tags":7,"metadata":7,"focal_point_x":7,"focal_point_y":7,"tus_id":7,"tus_data":7,"uploaded_on":8},"d8891d05-280b-4045-aaa4-ce29abfb6c98","d8891d05-280b-4045-aaa4-ce29abfb6c98.pdf","210122-Certification-Working-Paper.pdf","application\u002Fpdf","67f22e04-d26f-4baa-b91f-acc5f89d87f5",553071,"View full report",[101,120,139],{"id":71,"publications_id":102,"authors_id":116},{"id":5,"status":6,"sort":7,"user_created":55,"date_created":8,"user_updated":56,"date_updated":9,"nid":10,"slug":11,"image":40,"title":12,"body":13,"citation":14,"language":15,"year":16,"publisher":17,"date_published":18,"external":19,"topic":103,"link_internal":104,"link_external":108,"featured":19,"topics":109,"languages":110,"type":111,"area":7,"programme":7,"websites":7,"summary":7,"pdf_text":7,"main_points":7,"short_version":7,"subtitle":7,"countries":112,"tags":113,"pdf":114,"authors":115},[21,22],[105,106,107],{"url":25,"caption":26},{"url":28,"caption":29},{"url":31,"caption":32},[],[21,35],[15],[38],[],[53],[69],[71,72,73],{"id":117,"name":118,"position":7,"image":119},298,"Vanessa Hans","42603e5f-944c-4fa7-8b85-a430cb6c2da8",{"id":72,"publications_id":121,"authors_id":135},{"id":5,"status":6,"sort":7,"user_created":55,"date_created":8,"user_updated":56,"date_updated":9,"nid":10,"slug":11,"image":40,"title":12,"body":13,"citation":14,"language":15,"year":16,"publisher":17,"date_published":18,"external":19,"topic":122,"link_internal":123,"link_external":127,"featured":19,"topics":128,"languages":129,"type":130,"area":7,"programme":7,"websites":7,"summary":7,"pdf_text":7,"main_points":7,"short_version":7,"subtitle":7,"countries":131,"tags":132,"pdf":133,"authors":134},[21,22],[124,125,126],{"url":25,"caption":26},{"url":28,"caption":29},{"url":31,"caption":32},[],[21,35],[15],[38],[],[53],[69],[71,72,73],{"id":136,"name":137,"position":7,"image":138},293,"Scarlet Wannenwetsch","d9d0987f-7bda-4ad1-b9fe-c2704767a025",{"id":73,"publications_id":140,"authors_id":154},{"id":5,"status":6,"sort":7,"user_created":55,"date_created":8,"user_updated":56,"date_updated":9,"nid":10,"slug":11,"image":40,"title":12,"body":13,"citation":14,"language":15,"year":16,"publisher":17,"date_published":18,"external":19,"topic":141,"link_internal":142,"link_external":146,"featured":19,"topics":147,"languages":148,"type":149,"area":7,"programme":7,"websites":7,"summary":7,"pdf_text":7,"main_points":7,"short_version":7,"subtitle":7,"countries":150,"tags":151,"pdf":152,"authors":153},[21,22],[143,144,145],{"url":25,"caption":26},{"url":28,"caption":29},{"url":31,"caption":32},[],[21,35],[15],[38],[],[53],[69],[71,72,73],{"id":155,"name":156,"position":7,"image":157},289,"Gemma Aiolfi","4845fe89-9b82-4bd6-8249-94cda837f72b",[159,250,293,365,417,464,511,543,576,602],{"id":160,"slug":161,"title":162,"status":6,"nid":163,"year":164,"body":165,"external":19,"topic":166,"language":15,"type":167,"date_published":169,"image":170,"citation":14,"publisher":17,"link_internal":171,"link_external":172,"authors":209,"countries":216,"tags":217,"pdf":227,"topics":237,"featured":19,"languages":238,"summary":239,"programme":240,"area":242,"websites":244,"pdf_text":7,"sort":7,"user_created":55,"date_created":246,"user_updated":56,"date_updated":247,"main_points":7,"short_version":7,"subtitle":248,"link":249},2407,"collective-action-practice-game-changer-business-integrity","Collective Action in practice: a game-changer for business integrity",2824,2025,"At its core, Collective Action is a simple yet powerful concept: tackling corruption challenges together, rather than alone. Over the past two decades, anti-corruption Collective Action has grown from a niche idea to a recognised approach embedded in international standards, national strategies and corporate practices.\n\nThis book offers a comprehensive reflection on that journey and explores the growing impact of multi-stakeholder collaboration on promoting business integrity around the world. It aims to capture the living ecosystem of Collective Action as it exists today, its foundations, its progress and the possibilities it continues to offer for the future.\n\nDrawing on real-life examples, policy milestones and practical experiences from the Basel Institute on Governance and its partners, *Collective Action in practice: a game-changer for business integrity *presents how diverse actors have been working together to tackle corruption in complex environments.\n\n\n- **Part 1: Advancing the knowledge base** – presents the analytical tools and conceptual models that help us make sense of Collective Action in practice.\n- **Part 2: Mainstreaming Collective Action as a norm** – illustrates the growing recognition of Collective Action in international standards and policy frameworks. It also showcases the Institute’s International Collective Action Conference series and the Collective Action Awards.\n- **Part 3: Providing hands-on support** – focuses on the Basel Institute’s direct support to Collective Action practitioners and highlights the importance of peer learning.\n\n\n\n\n\n*Collective Action in practice: a game-changer for business integrity *was developed and published by the Basel Institute on Governance, with support from the Siemens Integrity Initiative.\n\n### About this publication\n\nThis work is licensed under a Creative Commons Attribution-NonCommercial-NoDerivatives 4.0 International Licence (\u003Ca href=\"https:\u002F\u002Fcreativecommons.org\u002Flicenses\u002Fby-nc-nd\u002F4.0\u002F\">CC BY-NC-ND 4.0\u003C\u002Fa>). Please credit the Basel Institute on Governance and link to: collective-action.com\n\nSuggested citation: Hocq, Nicolas, and Vanessa Hans. 2025. *Collective Action in practice: a game-changer for business integrity. Stories, evidence and inspiration from the Basel Institute on Governance*. Basel: Basel Institute on Governance.\n\nISBNs are as follows:\n\n\n- PDF: 978-3-9526182-0-2\n- Paperback (forthcoming): 978-3-9526182-1-9\n\n### Download or view online\nScroll down for links to download the book or specific chapters, or flick through online below:",[21],[168],"Book","2025-06-30","https:\u002F\u002Fjam.baselgovernance.org\u002Fapi\u002Fassets\u002F0dd71cde-39e7-4161-a90f-c7b90ebc2415?width=600&height=840",[],[173,176,179,182,185,188,191,194,197,200,203,206],{"url":174,"caption":175},"https:\u002F\u002Flearn.baselgovernance.org\u002Fenrol\u002Findex.php?id=168"," eLearning course: Collective Action Against Corruption",{"url":177,"caption":178},"https:\u002F\u002Fcollective-action.com\u002F"," Visit the B20 Collective Action Hub",{"url":180,"caption":181},"https:\u002F\u002Fwww.amazon.co.uk\u002Fdp\u002F3952618217","Amazon.co.uk",{"url":183,"caption":184},"https:\u002F\u002Fwww.amazon.com\u002Fdp\u002F3952618217","Amazon.com",{"url":186,"caption":187},"https:\u002F\u002Fwww.amazon.ca\u002Fdp\u002F3952618217","Amazon.ca",{"url":189,"caption":190},"https:\u002F\u002Fwww.amazon.de\u002Fdp\u002F3952618217","Amazon.de",{"url":192,"caption":193},"https:\u002F\u002Fwww.amazon.fr\u002Fdp\u002F3952618217","Amazon.fr",{"url":195,"caption":196},"https:\u002F\u002Fwww.amazon.es\u002Fdp\u002F3952618217","Amazon.es",{"url":198,"caption":199},"https:\u002F\u002Fwww.amazon.it\u002Fdp\u002F3952618217","Amazon.it",{"url":201,"caption":202},"https:\u002F\u002Fwww.amazon.nl\u002Fdp\u002F3952618217","Amazon.nl",{"url":204,"caption":205},"https:\u002F\u002Fwww.amazon.pl\u002Fdp\u002F3952618217","Amazon.pl",{"url":207,"caption":208},"https:\u002F\u002Fwww.amazon.se\u002Fdp\u002F3952618217","Amazon.se",[210,212],{"authors_id":211},{"id":117,"name":118},{"authors_id":213},{"id":214,"name":215},565,"Nicolas Hocq",[],[218,222,224],{"tags_id":219},{"id":220,"name":221},982,"Anti-corruption",{"tags_id":223},{"id":75,"name":22},{"tags_id":225},{"id":226,"name":21},909,[228,229,230,231,232,233,234,235,236],2458,2459,2460,2461,2462,2463,2464,2465,2466,[21],[15],"This book offers a comprehensive reflection on that journey and explores the growing impact of multi-stakeholder collaboration on promoting business integrity around the world. It aims to capture the living ecosystem of Collective Action as it exists today, its foundations, its progress and the possibilities it continues to offer for the future.",[241],"Private Sector",[243],"Business Integrity & Governance",[21,245],"Main page","2025-07-03T09:59:40.000Z","2026-06-02T14:16:21.000Z","Stories, evidence and inspiration from the Basel Institute on Governance","\u002Fresources\u002Fpublications\u002Fcollective-action-practice-game-changer-business-integrity",{"id":251,"slug":252,"title":253,"status":6,"nid":254,"year":255,"body":256,"external":19,"topic":257,"language":15,"type":259,"date_published":260,"image":261,"citation":14,"publisher":17,"link_internal":262,"link_external":267,"authors":268,"countries":273,"tags":282,"pdf":285,"topics":287,"featured":19,"languages":289,"summary":7,"programme":7,"area":7,"websites":7,"pdf_text":7,"sort":7,"user_created":55,"date_created":290,"user_updated":56,"date_updated":291,"main_points":7,"short_version":7,"subtitle":7,"link":292},2296,"coi","Working Paper 47: Conflict of interest legislation in Brazil, South Korea and the European Union: International case studies",2476,2023,"This Working Paper presents international case studies of legal frameworks addressing conflicts of interest and highlights common challenges, opportunities and lessons for practitioners and other interested stakeholders. The report covers three contexts: two national (South Korea, Brazil) and one supranational (the European Union). \n\nThe analysis is based on the international standards in the 2020 guide *Preventing and Managing Conflicts of Interest in the Public Sector*, produced by the World Bank Group, OECD and UNODC at the request of the G20 Anticorruption Working Group. \n\nThe Working Paper is published in the context of the USAID Indonesia Integrity Initiative (INTEGRITAS) project, which supports the Government of Indonesia in preventing corruption via enhancing civic engagement and strengthening integrity in the public and private sectors. The case studies and analysis will be of value to anyone interested in drafting, revising or monitoring conflict of interest legislation in any context. \n\n### Open-access licence and disclaimer\n\nThe publication is part of the Basel Institute on Governance Working Paper Series, ISSN: 2624-9650. You may share or republish the Working Paper under a Creative Commons \u003Ca href=\"https:\u002F\u002Fcreativecommons.org\u002Flicenses\u002Fby-nc-nd\u002F4.0\u002F\">CC BY-NC-ND 4.0\u003C\u002Fa> licence. Please acknowledge the Basel Institute on Governance and link back to this page. \n\nSuggested citation: Costa, Jacopo. 2023. 'Conflict of interest legislation in Brazil, South Korea and the European Union.' Working Paper 47, Basel Institute on Governance. Available at: baselgovernance.org\u002Fpublications\u002Fcoi.\n\nThis study was made possible by the support of the American people through the United States Agency for International Development (USAID). The contents are the sole responsibility of the Basel Institute on Governance and do not necessarily reflect the views of USAID or the United States Government. ",[258],"Public Governance",[38],"2023-06-27","https:\u002F\u002Fjam.baselgovernance.org\u002Fapi\u002Fassets\u002F379e4935-c05a-40ad-be07-f1bda8c4e858?width=600&height=840",[263,266],{"url":264,"caption":265},"\u002Fresources\u002Fnews\u002Fmanaging-conflicts-of-interest-in-the-eu-south-korea-and-brazil-new-study-2478"," View executive summary",{"url":31,"caption":32},[],[269],{"authors_id":270},{"id":271,"name":272},304,"Jacopo Costa",[274,278],{"countries_id":275},{"id":276,"name":277},120,"South Korea",{"countries_id":279},{"id":280,"name":281},29,"Brazil",[283],{"tags_id":284},{"id":75,"name":22},[286],2334,[288],"Corruption Prevention and Public Governance",[15],"2023-06-30T08:38:09.000Z","2026-06-02T14:09:08.000Z","\u002Fresources\u002Fpublications\u002Fcoi",{"id":294,"slug":295,"title":296,"status":6,"nid":297,"year":298,"body":299,"external":19,"topic":300,"language":15,"type":302,"date_published":304,"image":305,"citation":14,"publisher":306,"link_internal":307,"link_external":308,"authors":315,"countries":332,"tags":337,"pdf":358,"topics":360,"featured":19,"languages":7,"summary":7,"programme":7,"area":7,"websites":7,"pdf_text":7,"sort":7,"user_created":55,"date_created":361,"user_updated":56,"date_updated":362,"main_points":363,"short_version":7,"subtitle":7,"link":364},2433,"addressing-conflicts-interest-and-corruption-indonesias-energy-transition","Addressing conflicts of interest and corruption in Indonesia’s energy transition",2936,2026,"This U4 Issue analyses Indonesia's ambitious energy transition and highlights how political finance, weak regulations and a \"revolving door\" of personnel between public office and the private sector create vulnerabilities. The publication was produced by U4 and the Basel Institute on Governance through its Green Corruption programme.\n\n\u003Ca href=\"https:\u002F\u002Fbaselgovernance.org\u002Fsites\u002Fdefault\u002Ffiles\u002F2026-02\u002FAddressing-conflicts-of-interest-and-corruption-in-indonesia-s-energy-transition_U4-Issue.pdf\">Download publication here\u003C\u002Fa>.\n\n### About the paper\n\nConflicts of interest and corruption in Indonesia's political economy pose significant risks to its energy transition, including the Just Energy Transition Partnership. Existing legal and institutional frameworks are fragmented, inconsistently applied, and often fail to address the risk of state capture by powerful political and economic actors, especially in the extractive and energy sectors.\n\nThe reliance on fossil fuel industries for political financing and the monopolistic nature of state-owned entities further complicate the shift to a low- or no-carbon system, despite the country's ambitious renewable energy targets.\n\nPotential pathways to greater anti-corruption resilience lie in improvements to beneficial ownership transparency and strengthening regulation, monitoring and sanctioning of conflict of interest violations.\n",[301],"Green Corruption",[303],"Report","2026-02-24","https:\u002F\u002Fjam.baselgovernance.org\u002Fapi\u002Fassets\u002Fd97f2ca5-300d-45c9-9de9-33152b72f96c?width=600&height=840","U4 Anti-Corruption Resource Centre",[],[309,312],{"url":310,"caption":311},"https:\u002F\u002Fwww.u4.no\u002Fpublications\u002Faddressing-conflicts-of-interest-and-corruption-in-indonesia-s-energy-transition"," View on U4 website",{"url":313,"caption":314},"https:\u002F\u002Fwww.u4.no\u002Fblog\u002Fimproving-anti-corruption-resilience-in-indonesia-s-energy-transition"," Read related U4 blog",[316,320,324,328],{"authors_id":317},{"id":318,"name":319},581,"Robert Forster",{"authors_id":321},{"id":322,"name":323},582,"Aled Williams",{"authors_id":325},{"id":326,"name":327},523,"Lakso Anindito",{"authors_id":329},{"id":330,"name":331},579,"Dr Amanda Cabrejo le Roux",[333],{"countries_id":334},{"id":335,"name":336},99,"Indonesia",[338,340,344,348,352,354],{"tags_id":339},{"id":220,"name":221},{"tags_id":341},{"id":342,"name":343},818,"Anti-money laundering",{"tags_id":345},{"id":346,"name":347},804,"Natural resources",{"tags_id":349},{"id":350,"name":351},1371,"Public governance",{"tags_id":353},{"id":75,"name":22},{"tags_id":355},{"id":356,"name":357},973,"Corruption",[359],2489,[301],"2026-02-27T15:11:31.000Z","2026-05-23T20:08:18.000Z","- Corruption and conflicts of interest are embedded in the energy transition process due to the strong links between political power, private wealth (especially from extractive industries) and public office holders.\n- Existing anti-corruption regulations are often vague, fragmented across different legal instruments, and suffer from inconsistent enforcement, which creates loopholes susceptible to manipulation.\n- Progress in renewable energy uptake is slowed by the enduring influence and interests of fossil fuel incumbents who benefit from subsidies that keep coal an artificially cheap and viable energy source.\n- The Just Energy Transition Partnership is vulnerable to misallocations due to concentrated decision-making power, limited transparency in project selection and insufficient involvement of national anti-corruption bodies and civil society in its planning.\n- Improving transparency of beneficial ownership and strengthening the monitoring and sanctioning of conflict of interest violations are possible pathways to build greater anti-corruption resilience, though these institutional efforts alone are insufficient to fully address state capture dynamics.","\u002Fresources\u002Fpublications\u002Faddressing-conflicts-interest-and-corruption-indonesias-energy-transition",{"id":366,"slug":367,"title":368,"status":6,"nid":369,"year":255,"body":370,"external":19,"topic":371,"language":15,"type":372,"date_published":373,"image":374,"citation":14,"publisher":17,"link_internal":375,"link_external":376,"authors":379,"countries":390,"tags":409,"pdf":410,"topics":412,"featured":19,"languages":413,"summary":7,"programme":7,"area":7,"websites":7,"pdf_text":7,"sort":7,"user_created":55,"date_created":414,"user_updated":56,"date_updated":415,"main_points":7,"short_version":7,"subtitle":7,"link":416},2316,"wp48","Working Paper 48: A collaborative approach to improve business integrity in ASEAN: Case studies of anticorruption Collective Action in the region",2529,"This working paper provides an overview and analysis of anti-corruption Collective Action case studies in the ASEAN region. It builds on the 2014 paper: \u003Ca href=\"https:\u002F\u002Fwww.asean-csr-network.org\u002Fc\u002Fimages\u002FAIMPublication-CollectiveActionAgainstCorruptionRVR-CVStarr-1.pdf\">*Collective Action against Corruption: Business and Anti-Corruption Initiatives in ASEAN*\u003C\u002Fa>, which was published by the ASEAN CSR Network and the Asian Institute of Management.\n\nThis 2023 paper reviews the initiatives featured in the 2014 paper and highlights new initiatives that have emerged in the region since then. It covers:\n\n\n- Indonesia: Indonesia Business Links\n- Malaysia: Corporate Integrity System Malaysia\n- Philippines: Integrity Initiative and project SHINE\n- Thailand: Collective Action Against Corruption\n- Thailand: Anti-Corruption Organization of Thailand\n- Vietnam: Vietnam Chamber of Commerce & Industry and its Office for Business\n\n\nThe analysis identifies several success factors, while noting that Collective Action is a flexible approach that can and must be tailored to different contexts.\n\n### About this Working Paper\n\nThe authors would like to thank the Asian Institute of Management and the representatives of the initiatives featured in this paper for their time and contributions.\n\nThis paper is made possible through the support of the Siemens Integrity Initiative.\n\nThe publication is part of the Basel Institute on Governance Working Paper Series, ISSN: 2624-9650. You may share or republish the Working Paper under a Creative Commons Attribution NonCommercial-NoDerivatives 4.0 International License (CC BY-NC-ND 4.0).\n\nSuggested citation: Binder, Lucie, Vanessa Hans, and Anna Stransky. 2023. ‘A collaborative approach to improve business integrity in ASEAN: Case studies of anti-corruption Collective Action in the region.’ Working Paper 48, Basel Institute on Governance. Available at: \u003Ca href=\"https:\u002F\u002Fbaselgovernance.org\u002Fpublications\u002Fwp48\">https:\u002F\u002Fbaselgovernance.org\u002Fpublications\u002Fwp48\u003C\u002Fa>.",[21,241],[38],"2023-11-09","https:\u002F\u002Fjam.baselgovernance.org\u002Fapi\u002Fassets\u002F4721d38d-d829-421c-986d-90d1e7759d7c?width=600&height=840",[],[377],{"url":177,"caption":378}," Learn more about Collective Action",[380,384,386],{"authors_id":381},{"id":382,"name":383},515,"Lucie Binder",{"authors_id":385},{"id":117,"name":118},{"authors_id":387},{"id":388,"name":389},529,"Anna Stransky",[391,393,397,401,405],{"countries_id":392},{"id":335,"name":336},{"countries_id":394},{"id":395,"name":396},155,"Malaysia",{"countries_id":398},{"id":399,"name":400},174,"Philippines",{"countries_id":402},{"id":403,"name":404},213,"Thailand",{"countries_id":406},{"id":407,"name":408},236,"Vietnam",[],[411],2378,[21,241,35],[15],"2023-11-09T23:04:37.000Z","2026-05-31T22:51:48.000Z","\u002Fresources\u002Fpublications\u002Fwp48",{"id":418,"slug":419,"title":420,"status":6,"nid":421,"year":255,"body":422,"external":19,"topic":423,"language":15,"type":426,"date_published":428,"image":429,"citation":14,"publisher":17,"link_internal":430,"link_external":434,"authors":438,"countries":443,"tags":444,"pdf":457,"topics":459,"featured":19,"languages":461,"summary":7,"programme":7,"area":7,"websites":7,"pdf_text":7,"sort":7,"user_created":55,"date_created":462,"user_updated":56,"date_updated":291,"main_points":7,"short_version":7,"subtitle":7,"link":463},2295,"pb-12","Policy Brief 12: De-risking of Russian clients: best intentions, unintended consequences",2480,"After the Russian invasion of Ukraine and the wide-reaching sanctions which ensued, many Western financial institutions began to de-risk Russian clients. Dealing with Russian clients, in many cases, has become expensive from a compliance point of view and toxic from the reputational side.\n\nHowever, the de-risking of unsanctioned Russian individuals may have a significant impact on the fight against financial crime by potentially causing:\n\n\n- an increase in the use of shadow\u002Funregulated channels of moving money;\n- a withdrawal of funds away from the European zone to sanctioned countries or non-cooperative jurisdictions;\n- severe burdens on the investigation of financial crimes (especially in relation to Russian assets and investments) and on international cooperation in criminal matters;\n- increased opportunities for enablers, such as unscrupulous lawyers and accountants, to take advantage of the situation.\n\n\nThis Policy Brief outlines the current situation and suggests how to better manage risk without having a negative impact on the fight against financial crime.\n\n### About this Policy Brief\n\nThis publication is part of the Basel Institute on Governance Policy Brief series, \u003Ca href=\"https:\u002F\u002Fbaselgovernance.org\u002Fpublications?type[]=257\">ISSN 2624-9669\u003C\u002Fa> and relates to the Basel AML Index of money laundering risk.\n\nYou may freely share or republish it under a Creative Commons Attribution-NonCommercial-NoDerivatives 4.0 International License (\u003Ca href=\"https:\u002F\u002Fcreativecommons.org\u002Flicenses\u002Fby-nc-nd\u002F4.0\u002F\">CC BY-NC-ND 4.0\u003C\u002Fa>). Suggested citation: Boguslavska, Kateryna. 2023. ‘De-risking of Russian clients: best intentions, unintended consequences.’ Policy Brief 12, Basel Institute on Governance, \u003Ca href=\"https:\u002F\u002Fbaselgovernance.org\u002Fpublications\u002Fpb-12\">https:\u002F\u002Fbaselgovernance.org\u002Fpublications\u002Fpb-12\u003C\u002Fa>.",[424,425],"Anti-Money Laundering","Asset Recovery",[427],"Policy Brief","2023-06-30","https:\u002F\u002Fjam.baselgovernance.org\u002Fapi\u002Fassets\u002F8013d7b0-82aa-46f8-bde7-a8790f71a59e?width=600&height=840",[431],{"url":432,"caption":433},"\u002Fresources\u002Fpublications?type=Policy%20Brief"," View all Policy Briefs",[435],{"url":436,"caption":437},"https:\u002F\u002Findex.baselgovernance.org\u002F"," Visit Basel AML Index website",[439],{"authors_id":440},{"id":441,"name":442},301,"Kateryna Boguslavska",[],[445,447,449,453],{"tags_id":446},{"id":342,"name":343},{"tags_id":448},{"id":75,"name":22},{"tags_id":450},{"id":451,"name":452},1227,"Sanctions",{"tags_id":454},{"id":455,"name":456},1374,"Law enforcement",[458],2333,[424,460],"Asset Recovery and Enforcement",[15],"2023-06-30T08:38:07.000Z","\u002Fresources\u002Fpublications\u002Fpb-12",{"id":465,"slug":466,"title":467,"status":6,"nid":468,"year":164,"body":469,"external":19,"topic":470,"language":15,"type":471,"date_published":473,"image":474,"citation":14,"publisher":17,"link_internal":475,"link_external":479,"authors":480,"countries":487,"tags":488,"pdf":505,"topics":507,"featured":19,"languages":7,"summary":7,"programme":7,"area":7,"websites":7,"pdf_text":7,"sort":7,"user_created":55,"date_created":508,"user_updated":56,"date_updated":509,"main_points":7,"short_version":7,"subtitle":7,"link":510},2395,"quick-guide-39-business-integrity-and-ethics","Quick Guide 39: Business integrity and ethics",2785,"The changing landscape of anti-corruption regulation and enforcement has triggered important discussions around the role of ethics and compliance in business strategies and in the economy as a whole. It has also given impetus to the narrative that anti-corruption compliance programmes are inevitably costly, potentially ineffective and bureaucratic. \n\nThis ignores many of the positive advances in compliance that have been made in recent years, as well as the growing body of evidence supporting the business case for compliance.\n\nThis Quick Guide covers five broad areas in which mature and well-constructed ethics and compliance systems can benefit businesses even in the face of an uncertain regulatory and enforcement framework. It is based on a roundtable convened by the Basel Institute on Governance and bilateral discussions with key figures in the business and anti-corruption community.\n\n### About this Quick Guide\n\nYou are free to share and republish this work under a \u003Ca href=\"https:\u002F\u002Fcreativecommons.org\u002Flicenses\u002Fby-nc-nd\u002F4.0\u002F\">Creative Commons BY-NC-ND 4.0 Licence\u003C\u002Fa>. It is part of the Basel Institute on Governance Quick Guide series, \u003Ca href=\"https:\u002F\u002Fwww.baselgovernance.org\u002Fpublications?type=2428\">ISSN 2673-5229\u003C\u002Fa>.",[21,241],[472],"Quick Guide","2025-03-25","https:\u002F\u002Fjam.baselgovernance.org\u002Fapi\u002Fassets\u002F9a75cbfc-a56c-4739-b683-d2122f94d9bc?width=600&height=840",[476],{"url":477,"caption":478},"\u002Fresources\u002Fpublications?type=Quick%20Guide"," View all Quick Guides",[],[481,483],{"authors_id":482},{"id":117,"name":118},{"authors_id":484},{"id":485,"name":486},296,"Monica Guy",[],[489,493,497,501],{"tags_id":490},{"id":491,"name":492},830,"Business integrity",{"tags_id":494},{"id":495,"name":496},1274,"Ethics",{"tags_id":498},{"id":499,"name":500},1380,"Sustainability",{"tags_id":502},{"id":503,"name":504},859,"Corruption risks",[506],2436,[21,241,35],"2025-03-25T17:05:22.000Z","2026-06-02T14:08:52.000Z","\u002Fresources\u002Fpublications\u002Fquick-guide-39-business-integrity-and-ethics",{"id":512,"slug":513,"title":514,"status":6,"nid":515,"year":516,"body":517,"external":19,"topic":518,"language":15,"type":519,"date_published":520,"image":521,"citation":14,"publisher":17,"link_internal":522,"link_external":523,"authors":527,"countries":528,"tags":529,"pdf":536,"topics":538,"featured":19,"languages":539,"summary":7,"programme":7,"area":7,"websites":7,"pdf_text":7,"sort":7,"user_created":55,"date_created":540,"user_updated":56,"date_updated":541,"main_points":7,"short_version":7,"subtitle":7,"link":542},2377,"putting-business-integrity-global-agenda-report-5th-international-collective-action","Putting business integrity on the global agenda: Report from the 5th International Collective Action Conference",2725,2024,"The 5th International Collective Action Conference represented another significant milestone in the development of responsible and ethical business practices through anti-corruption Collective Action. \n\nThe conference, hosted by the Basel Institute with the support of the Siemens Integrity Initiative, took place on 24 and 25 June 2024 in Basel, Switzerland. This short conference report presents main insights, quotes as well as infographics and graphic recordings from the two-day event, which welcomed around 200 people from around the world and across all sectors.\n\nA key theme of this year’s conference was the importance of building local, regional and international communities of practice. These communities bring together different constellations of people and organisations interested in the Collective Action approach to improve skills, develop joint solutions and advance knowledge about how to make initiatives effective in different contexts. \n\nFive panel discussions, three interactive breakout sessions and multiple networking opportunities, including an exhibition, offered many occasions for sharing experiences and best practices in anti-corruption Collective Action and breaking down silos.\n\n### About this report and acknowledgements\n\nThe Basel Institute on Governance thanks the Siemens Integrity Initiative for supporting and providing funding for the conference’s 5th edition, as well as all speakers and breakout session facilitating organisations. The full list of presenters and sessions can be found on conference pages of the \u003Ca href=\"https:\u002F\u002Fcollective-action.com\u002Fget-involved\u002Fevents\u002Ficac-2024\u002Fagenda\">B20 Collective Action Hub\u003C\u002Fa>.\n\nGraphic recording illustrations: Tetyana Kalyuzhna, Basel Institute on Governance.\nPhoto and video credit: David Borter, LEO MEDIA GmbH \u002F BBM PRODUCTIONS AG.\n\nThe report is free to share or republish under a Creative Commons Attribution-NonCommercial-NoDerivatives 4.0 International licence (\u003Ca href=\"https:\u002F\u002Fcreativecommons.org\u002Flicenses\u002Fby-nc-nd\u002F4.0\u002Fdeed.en\">CC BY-NC-ND 4.0\u003C\u002Fa>). Please credit the Basel Institute on Governance and link to: \u003Ca href=\"https:\u002F\u002Fcollective-action.com\">https:\u002F\u002Fcollective-action.com\u003C\u002Fa>.",[21,241],[303],"2024-11-28","https:\u002F\u002Fjam.baselgovernance.org\u002Fapi\u002Fassets\u002F02044130-66da-43f7-8ee2-ef45cc33cc96?width=600&height=840",[],[524],{"url":525,"caption":526},"https:\u002F\u002Fcollective-action.com\u002Fget-involved\u002Fevents\u002Ficac-2024\u002F"," See Conference web page",[],[],[530,532,534],{"tags_id":531},{"id":226,"name":21},{"tags_id":533},{"id":491,"name":492},{"tags_id":535},{"id":220,"name":221},[537],2415,[21,241,35],[15],"2024-12-05T14:06:46.000Z","2026-05-29T22:22:53.000Z","\u002Fresources\u002Fpublications\u002Fputting-business-integrity-global-agenda-report-5th-international-collective-action",{"id":544,"slug":545,"title":546,"status":6,"nid":547,"year":548,"body":549,"external":19,"topic":550,"language":15,"type":553,"date_published":555,"image":556,"citation":14,"publisher":17,"link_internal":557,"link_external":561,"authors":562,"countries":565,"tags":566,"pdf":569,"topics":571,"featured":19,"languages":572,"summary":7,"programme":7,"area":7,"websites":7,"pdf_text":7,"sort":7,"user_created":55,"date_created":573,"user_updated":56,"date_updated":574,"main_points":7,"short_version":7,"subtitle":7,"link":575},1820,"g20s-responsiveness-b20-anti-corruption-recommendations-2010-2017-part-i-baseline","The G20’s responsiveness to B20 anti-corruption recommendations 2010–2017. Part I: Baseline report",1939,2020,"How effectively does the Business 20 (B20) process channel recommendations on anti-corruption from the business community up to the Group of Twenty (G20) leaders? Are there ways to increase the uptake of B20 recommendations by the G20 Anti-Corruption Working Group (ACWG) and in the final Communiqué at the G20 Summit?\n\nThis paper helps to answer the questions by analysing the responsiveness of the G20 leaders to the B20’s recommendations on anti-corruption from 2010 to 2017. The analysis uses three previous attempts to measure the impact of the B20 process on G20 outcomes, by the German and Russian presidencies and by the International Chamber of Commerce (ICC).\n\n### About this report\n\nThis report was funded by the \u003Ca href=\"https:\u002F\u002Fnew.siemens.com\u002Fglobal\u002Fen\u002Fcompany\u002Fsustainability\u002Fcompliance\u002Fcollective-action.html\">Siemens Integrity Initiative\u003C\u002Fa>, which supports organisations in the fight against corruption and fraud through Collective Action, education and training. The views and opinions expressed in this report are those of the author and do not reflect the position of Siemens or the Siemens Integrity Initiative.",[21,551,552,22],"HLRM","Integrity Pacts",[554,303],"Article","2020-12-09","https:\u002F\u002Fjam.baselgovernance.org\u002Fapi\u002Fassets\u002F377e6c2e-8e4a-4236-b4c1-7e76578bda36?width=600&height=840",[558],{"url":559,"caption":560},"\u002Fresources\u002Fnews\u002Fnew-report-highlights-3-ways-to-enhance-b20g20-dialogue-on-anti-corruption-1938"," View blog and summary",[],[563],{"authors_id":564},{"id":136,"name":137},[],[567],{"tags_id":568},{"id":220,"name":221},[570],1856,[21,551,552,35],[15],"2022-04-27T11:53:57.000Z","2026-06-02T14:08:44.000Z","\u002Fresources\u002Fpublications\u002Fg20s-responsiveness-b20-anti-corruption-recommendations-2010-2017-part-i-baseline",{"id":577,"slug":578,"title":579,"status":6,"nid":580,"year":548,"body":581,"external":19,"topic":582,"language":15,"type":583,"date_published":585,"image":586,"citation":14,"publisher":587,"link_internal":588,"link_external":589,"authors":590,"countries":591,"tags":592,"pdf":595,"topics":597,"featured":19,"languages":598,"summary":7,"programme":7,"area":7,"websites":7,"pdf_text":7,"sort":7,"user_created":55,"date_created":599,"user_updated":56,"date_updated":600,"main_points":7,"short_version":7,"subtitle":7,"link":601},1823,"measuring-effectiveness-anti-corruption-programmes-indicators-company-reporting","Measuring effectiveness of anti-corruption programmes: Indicators for company reporting",1919,"This guidance note contains a set of indicators that companies may wish to consider when reporting on the effectiveness of their anti-corruption efforts to external stakeholders. Such disclosures could also be useful to build trust with external stakeholders, mitigate reputational risk and identify best practices.\n\nIt is focused on the health sector, which is especially vulnerable to compliance risks because of the complexity of its value chain and the size of the financial flows in the sector.\n\nThe guidance note responds to the publication by Norges Bank Investment Management of expectations of companies on anti-corruption, which emphasise that companies should disclose how they measure the effectiveness of their anticorruption programmes. These expectations are based on internationally recognised principles such as the UN Global Compact and the OECD Guidelines for Multinational Enterprises. \n\nThemes of the guidance note cover:\n\n\n- Culture\n- Risk management\n- Third parties\n- Compliance function\n- Oversight\n\n\nThe Collective Action team at the Basel Institute on Governance, under a mandate from Norges Bank Investment Management, facilitated the development of these indicators with a group of health care companies that provided input in writing and verbally during February – September 2020. Participating companies are: Alexion Pharmaceuticals Inc, AstraZeneca Plc, Bristol Myers Squibb Co, Eli Lilly and Co, GlaxoSmithKline Plc, Merck KGaA, Novartis AG and Novo Nordisk A\u002FS.\n ",[21,22],[584],"Guidelines","2020-11-26","https:\u002F\u002Fjam.baselgovernance.org\u002Fapi\u002Fassets\u002F745fa926-aa4b-4654-a881-9148b191d4b4?width=600&height=840","Norges Bank Investment Management",[],[],[],[],[593],{"tags_id":594},{"id":220,"name":221},[596],1857,[21,35],[15],"2022-04-27T11:53:59.000Z","2026-05-29T22:22:46.000Z","\u002Fresources\u002Fpublications\u002Fmeasuring-effectiveness-anti-corruption-programmes-indicators-company-reporting",{"id":603,"slug":604,"title":605,"status":6,"nid":606,"year":548,"body":607,"external":19,"topic":608,"language":15,"type":609,"date_published":610,"image":611,"citation":14,"publisher":612,"link_internal":613,"link_external":614,"authors":621,"countries":624,"tags":625,"pdf":626,"topics":628,"featured":19,"languages":629,"summary":7,"programme":7,"area":7,"websites":7,"pdf_text":7,"sort":7,"user_created":55,"date_created":630,"user_updated":56,"date_updated":631,"main_points":7,"short_version":7,"subtitle":7,"link":632},1843,"anti-corruption-compliance-guide-small-and-mid-sized-organizations","Anti-Corruption Compliance: A Guide for Small and Mid-Sized Organizations",1832,"Written by our Head of Compliance and Collective Action Gemma Aiolfi, this indispensable book offers step-by-step guidance to small and mid-sized companies and non-profit organizations in managing corruption risks in overseas markets. It covers how and why to build a culture of integrity, develop a risk-based anti-corruption compliance programme, and engage with other industry players in collective action against shared corruption challenges. The focus on culture, compliance and collective action helps resource-stretched companies to build a strong foundation for a healthy and flourishing organization, as well as contribute towards raising standards of integrity across their industry.\n\nKey features include:\n\n\n- Guidance for creating and contributing to collective action\n- Quick definitions, tips and practical tools such as checklists\n- A hands-on approach with an emphasis on culture and leadership\n- Case studies and real-life examples of both corruption risks and the importance of a strong compliance culture\n\n\n*Anti-Corruption Compliance* will be an invaluable resource for senior managers of small and mid-sized organizations in minimizing exposure to corruption risks in international markets. It will also prove useful to corporate lawyers and others involved with compliance functions in larger companies, as well as to academics and students of corporate law with an interest in anti-corruption and compliance.\n\nISBN: 978 1 78990 531 1",[21,22],[168],"2020-08-03","https:\u002F\u002Fjam.baselgovernance.org\u002Fapi\u002Fassets\u002Fad8ecf8c-8ec0-4796-8e05-e58156205a4f?width=600&height=840","Edward Elgar Publishing",[],[615,618],{"url":616,"caption":617},"https:\u002F\u002Fwww.e-elgar.com\u002Fshop\u002Fgbp\u002Fanti-corruption-compliance-9781789905311.html","View print version on Edward Elgar website",{"url":619,"caption":620},"https:\u002F\u002Fwww.elgaronline.com\u002Fview\u002F9781789905311\u002F9781789905311.xml"," View e-version on Elgar Online",[622],{"authors_id":623},{"id":155,"name":156},[],[],[627],1875,[21,35],[15],"2022-04-27T11:54:11.000Z","2026-05-29T22:22:49.000Z","\u002Fresources\u002Fpublications\u002Fanti-corruption-compliance-guide-small-and-mid-sized-organizations",1780676532240]