[{"data":1,"prerenderedAt":469},["ShallowReactive",2],{"publication-new-role-citizens-public-procurement":3,"related-new-role-citizens-public-procurement":77},[4],{"id":5,"status":6,"sort":7,"date_created":8,"date_updated":9,"nid":10,"slug":11,"title":12,"body":13,"citation":14,"language":15,"year":16,"publisher":17,"date_published":18,"external":19,"topic":20,"link_internal":23,"link_external":24,"featured":28,"topics":29,"languages":31,"type":32,"area":7,"programme":7,"websites":34,"summary":7,"pdf_text":7,"main_points":7,"short_version":7,"subtitle":7,"image":7,"countries":35,"tags":36,"pdf":58,"authors":59},2116,"published",null,"2022-04-27T11:57:11.000Z","2026-05-29T22:22:52.000Z",551,"new-role-citizens-public-procurement","A New Role for Citizens in Public Procurement","Public procurement is a place where governments and companies used to be alone, and where citizens are increasingly present. Examining the rules under which governments acquire goods and services is fundamental to determine how transparent and competitive governments are when purchasing with taxpayer money. Transparent procurement increases social and consumer welfare, it ensures sound national and local government budgeting, stimulates an economy based on innovation, and strengthens democratic governance\n\nThe first publication of the Citizens & Markets initiative seeks to analyze the transformations that can take place when citizens enter public procurement processes, and identifies areas where more research is needed. The book focuses on trends around the globe, with contributions from different sectors and countries.","","English",2012,"Citizens & Markets, a Transparencia Mexicana initiative","2012-07-26",true,[21,22],"Collective Action","Compliance",[],[25],{"url":26,"caption":27},"https:\u002F\u002Fissuu.com\u002Fcitizensmarkets\u002Fdocs\u002F___c_m_-_a_new_role_for_citizens_in_public_procure","View on Issuu",false,[21,30],"Business Integrity Ethics and Compliance",[15],[33],"Book",[21],[],[37],{"id":38,"publications_id":39,"tags_id":55},5145,{"id":5,"status":6,"sort":7,"user_created":40,"date_created":8,"user_updated":41,"date_updated":9,"nid":10,"slug":11,"image":7,"title":12,"body":13,"citation":14,"language":15,"year":16,"publisher":17,"date_published":18,"external":19,"topic":42,"link_internal":43,"link_external":44,"featured":28,"topics":46,"languages":47,"type":48,"area":7,"programme":7,"websites":49,"summary":7,"pdf_text":7,"main_points":7,"short_version":7,"subtitle":7,"countries":50,"tags":51,"pdf":52,"authors":53},"03bebfd8-0b40-4a2a-820d-b9d9c13b9de6","3d9ff205-1640-4f34-b5b6-86977f51bbd6",[21,22],[],[45],{"url":26,"caption":27},[21,30],[15],[33],[21],[],[38],[],[54],2337,{"id":56,"name":57},1378,"Public financial management",[],[60],{"id":54,"publications_id":61,"authors_id":74},{"id":5,"status":6,"sort":7,"user_created":40,"date_created":8,"user_updated":41,"date_updated":9,"nid":10,"slug":11,"image":7,"title":12,"body":13,"citation":14,"language":15,"year":16,"publisher":17,"date_published":18,"external":19,"topic":62,"link_internal":63,"link_external":64,"featured":28,"topics":66,"languages":67,"type":68,"area":7,"programme":7,"websites":69,"summary":7,"pdf_text":7,"main_points":7,"short_version":7,"subtitle":7,"countries":70,"tags":71,"pdf":72,"authors":73},[21,22],[],[65],{"url":26,"caption":27},[21,30],[15],[33],[21],[],[38],[],[54],{"id":75,"name":76,"position":7,"image":7},480,"Deniz Devrim",[78,127,168,202,236,281,316,371,412,444],{"id":79,"slug":80,"title":81,"status":6,"nid":82,"year":83,"body":84,"external":28,"topic":85,"language":87,"type":88,"date_published":90,"image":91,"citation":92,"publisher":93,"link_internal":94,"link_external":98,"authors":102,"countries":107,"tags":112,"pdf":118,"topics":121,"featured":28,"languages":122,"summary":7,"programme":7,"area":7,"websites":7,"pdf_text":7,"sort":7,"user_created":40,"date_created":124,"user_updated":41,"date_updated":125,"main_points":7,"short_version":7,"subtitle":7,"link":126},2297,"wp46","Working Paper 46: Incrementando el impacto de los Pactos de Integridad en la contratación pública: un análisis desde la experiencia en España",2477,2023,"Este documento de trabajo analiza cuatro Pactos de Integridad en España implementados entre abril de 2017 y enero de 2019. Basándose en el análisis, ofrece recomendaciones específicas para medir y mejorar el impacto de los Pactos de Integridad, especialmente para lograr cambios a largo plazo.\n\n***\n\n**Enhancing the impact of Integrity Pacts in public procurement: an analysis from Spain‘s experience**\n\nThis Working Paper analyses four Integrity Pacts in Spain implemented between April 2017 and January 2019. Based on the analysis, it offers specific recommendations to measure and enhance the impact of Integrity Pacts, especially in achieving long-term change.\n\n### Sobre este Documento de Trabajo\n\nEste trabajo forma parte de una serie de documentos de trabajo del Basel Institute on Governance, ISSN: 2624-9650. Puede ser libremente compartido bajo una licencia Creative Commons: \u003Ca href=\"http:\u002F\u002Fcreativecommons.org\u002Flicenses\u002Fby-nc-nd\u002F4.0\u002F\">CC BY-NC-ND 4.0\u003C\u002Fa>.\n",[21,86],"Private Sector","English, Spanish",[89],"Working Paper","2023-06-26","https:\u002F\u002Fjam.baselgovernance.org\u002Fapi\u002Fassets\u002Fae39267c-b1c6-4320-8d03-92779c925afc?width=600&height=840","Arribas Reyes, Esteban. 2023. ‘Incrementando el impacto de los Pactos de Integridad en la contratación pública: un análisis desde la experiencia en España.’ Working Paper 46, Basel Institute on Governance. Disponible en: \u003Ca href=\"https:\u002F\u002Fbaselgovernance.org\u002Fpublications\u002Fwp46\">https:\u002F\u002Fbaselgovernance.org\u002Fpublications\u002Fwp46\u003C\u002Fa>","Basel Institute on Governance",[95],{"url":96,"caption":97},"\u002Fresources\u002Fpublications?type=Working%20Paper"," View all Working Papers",[99],{"url":100,"caption":101},"https:\u002F\u002Fcollective-action.com\u002Fexplore\u002Fintegrity-pacts\u002F"," Learn about Integrity Pacts on the B20 Collective Action Hub",[103],{"authors_id":104},{"id":105,"name":106},525,"Esteban Arribas Reyes",[108],{"countries_id":109},{"id":110,"name":111},65,"Spain",[113,116],{"tags_id":114},{"id":115,"name":21},909,{"tags_id":117},{"id":56,"name":57},[119,120],2335,2336,[21,86],[15,123],"Spanish","2023-06-30T08:38:09.000Z","2026-06-02T14:09:08.000Z","\u002Fresources\u002Fpublications\u002Fwp46",{"id":128,"slug":129,"title":130,"status":6,"nid":131,"year":132,"body":133,"external":28,"topic":134,"language":15,"type":136,"date_published":138,"image":139,"citation":14,"publisher":93,"link_internal":140,"link_external":144,"authors":148,"countries":153,"tags":154,"pdf":161,"topics":163,"featured":28,"languages":164,"summary":7,"programme":7,"area":7,"websites":7,"pdf_text":7,"sort":7,"user_created":40,"date_created":165,"user_updated":41,"date_updated":166,"main_points":7,"short_version":7,"subtitle":7,"link":167},1759,"quick-guide-24-internal-controls-and-anti-corruption","Quick Guide 24: Internal controls and anti-corruption",2188,2022,"Broadly, “internal controls” refers to systems of policies, procedures and practices to prevent, detect and respond to issues, errors and irregularities. \n\nSystems of internal control can be very effective in addressing corrupt conduct, which is the focus of this quick guide. But internal controls can also address other problems that affect an organisation’s efficiency and effectiveness, such as poor employee performance or the failure to accomplish important organisational goals. \n\nThe guide outlines what internal controls are, gives examples of internal controls in a public institution, and emphasises success factors – like independence, real consequences and credible reporting channels.\n\nThe guide is of broad relevance, but linked to a pilot project of the Basel Institute’s \u003Ca href=\"https:\u002F\u002Fbaselgovernance.org\u002Fgreen-corruption\">Green Corruption\u003C\u002Fa> team. The project seeks to assess and make recommendations to strengthen internal controls relating to wildlife crime investigations and prosecutions in three countries.\n\n### About this Quick Guide\n\nThis work is licensed under a \u003Ca href=\"https:\u002F\u002Fcreativecommons.org\u002Flicenses\u002Fby-nc-nd\u002F4.0\u002F\">Creative Commons Attribution-NonCommercial-NoDerivatives 4.0 International License\u003C\u002Fa>. It is part of the Basel Institute on Governance Quick Guide series, \u003Ca href=\"https:\u002F\u002Fwww.baselgovernance.org\u002Fpublications?type=2428\">ISSN 2673-5229\u003C\u002Fa>.",[22,135],"Green Corruption",[137],"Quick Guide","2022-02-24","https:\u002F\u002Fjam.baselgovernance.org\u002Fapi\u002Fassets\u002Fb2cec882-c09d-4cd1-8ab4-b40c6effdd2a?width=600&height=840",[141],{"url":142,"caption":143},"\u002Fresources\u002Fpublications?type=Quick%20Guide"," View all Quick Guides",[145],{"url":146,"caption":147},"https:\u002F\u002Flearn.baselgovernance.org\u002Fcourse\u002Fview.php?id=121"," View on Basel LEARN",[149],{"authors_id":150},{"id":151,"name":152},353,"Rebecca Batts",[],[155,157],{"tags_id":156},{"id":56,"name":57},{"tags_id":158},{"id":159,"name":160},859,"Corruption risks",[162],1785,[30,135],[15],"2022-04-27T11:53:16.000Z","2026-06-02T14:09:04.000Z","\u002Fresources\u002Fpublications\u002Fquick-guide-24-internal-controls-and-anti-corruption",{"id":169,"slug":170,"title":171,"status":6,"nid":172,"year":83,"body":173,"external":28,"topic":174,"language":15,"type":175,"date_published":177,"image":178,"citation":14,"publisher":179,"link_internal":180,"link_external":184,"authors":188,"countries":191,"tags":192,"pdf":195,"topics":197,"featured":28,"languages":198,"summary":7,"programme":7,"area":7,"websites":7,"pdf_text":7,"sort":7,"user_created":40,"date_created":199,"user_updated":41,"date_updated":200,"main_points":7,"short_version":7,"subtitle":7,"link":201},2307,"guide-strengthening-internal-controls-prevent-corruption-illegal-wildlife-trade","Guide to strengthening internal controls to prevent corruption in illegal wildlife trade enforcement",2494,"This how-to guide was developed for programme managers and donors who seek to understand and assess the strength of internal control functions in government agencies responsible for enforcing laws against illegal wildlife trade (IWT). \n\nIt provides detailed steps and guidance based on experience implementing assessments of internal controls, but a scan of the guide may also be helpful for conservation practitioners who want to understand more about how internal controls systems should work to reduce risks posed by corruption. Such an assessment can aid strategic efforts to enhance the integrity of government operations and to reduce the negative impact of corruption on the enforcement of IWT laws. \n\nThough this guide focuses on IWT, the same approach can be useful in other areas of natural resource management, such as forests and fisheries.\n\nIt was developed under the Basel Institute's \u003Ca href=\"https:\u002F\u002Fbaselgovernance.org\u002Fgreen-corruption\">Green Corruption programme\u003C\u002Fa> as part of a wider research collaboration between the Basel Institute and Targeting Natural Resource Corruption (\u003Ca href=\"http:\u002F\u002Ftnrcproject.org\u002F\">TNRC\u003C\u002Fa>) project consortium. \n\n### About the TNRC project\n\nThe TNRC project seeks to improve biodiversity conservation outcomes by helping practitioners to address the threats posed by corruption to wildlife, fisheries and forests. TNRC harnesses existing knowledge, generates new evidence, and supports innovative policy and practice for more effective anti-corruption programming on the ground.\n\nA USAID-funded project, TNRC is implemented by a consortium of leading organizations in anti-corruption, natural resource management, and conservation: World Wildlife Fund (WWF), the U4 Anti-Corruption Resource Centre at the Chr. Michelsen Institute, TRAFFIC, and the Terrorism, Transnational Crime and Corruption Center (TraCCC) at George Mason University.",[135],[176],"Guidelines","2023-08-03","https:\u002F\u002Fjam.baselgovernance.org\u002Fapi\u002Fassets\u002Fd66b3b59-37bd-4657-be13-b0c5556d9476?width=600&height=840","Targeting Natural Resource Corruption (TNRC) project",[181],{"url":182,"caption":183},"\u002Fresources\u002Fpublications\u002Finternal-controls-and-illegal-wildlife-trade-systemic-approach-corruption-prevention"," View related topic brief",[185],{"url":186,"caption":187},"https:\u002F\u002Fwww.worldwildlife.org\u002Fpages\u002Ftnrc-guide-how-to-guide-strengthening-internal-controls-to-prevent-corruption-in-illegal-wildlife-trade-enforcement","View on TNRC website",[189],{"authors_id":190},{"id":151,"name":152},[],[193],{"tags_id":194},{"id":56,"name":57},[196],2343,[135],[15],"2023-08-03T10:04:36.000Z","2026-06-02T14:08:40.000Z","\u002Fresources\u002Fpublications\u002Fguide-strengthening-internal-controls-prevent-corruption-illegal-wildlife-trade",{"id":203,"slug":204,"title":205,"status":6,"nid":206,"year":207,"body":208,"external":28,"topic":209,"language":15,"type":210,"date_published":211,"image":212,"citation":14,"publisher":213,"link_internal":214,"link_external":215,"authors":222,"countries":227,"tags":228,"pdf":229,"topics":231,"featured":28,"languages":232,"summary":7,"programme":7,"area":7,"websites":7,"pdf_text":7,"sort":7,"user_created":40,"date_created":233,"user_updated":41,"date_updated":234,"main_points":7,"short_version":7,"subtitle":7,"link":235},1843,"anti-corruption-compliance-guide-small-and-mid-sized-organizations","Anti-Corruption Compliance: A Guide for Small and Mid-Sized Organizations",1832,2020,"Written by our Head of Compliance and Collective Action Gemma Aiolfi, this indispensable book offers step-by-step guidance to small and mid-sized companies and non-profit organizations in managing corruption risks in overseas markets. It covers how and why to build a culture of integrity, develop a risk-based anti-corruption compliance programme, and engage with other industry players in collective action against shared corruption challenges. The focus on culture, compliance and collective action helps resource-stretched companies to build a strong foundation for a healthy and flourishing organization, as well as contribute towards raising standards of integrity across their industry.\n\nKey features include:\n\n\n- Guidance for creating and contributing to collective action\n- Quick definitions, tips and practical tools such as checklists\n- A hands-on approach with an emphasis on culture and leadership\n- Case studies and real-life examples of both corruption risks and the importance of a strong compliance culture\n\n\n*Anti-Corruption Compliance* will be an invaluable resource for senior managers of small and mid-sized organizations in minimizing exposure to corruption risks in international markets. It will also prove useful to corporate lawyers and others involved with compliance functions in larger companies, as well as to academics and students of corporate law with an interest in anti-corruption and compliance.\n\nISBN: 978 1 78990 531 1",[21,22],[33],"2020-08-03","https:\u002F\u002Fjam.baselgovernance.org\u002Fapi\u002Fassets\u002Fad8ecf8c-8ec0-4796-8e05-e58156205a4f?width=600&height=840","Edward Elgar Publishing",[],[216,219],{"url":217,"caption":218},"https:\u002F\u002Fwww.e-elgar.com\u002Fshop\u002Fgbp\u002Fanti-corruption-compliance-9781789905311.html","View print version on Edward Elgar website",{"url":220,"caption":221},"https:\u002F\u002Fwww.elgaronline.com\u002Fview\u002F9781789905311\u002F9781789905311.xml"," View e-version on Elgar Online",[223],{"authors_id":224},{"id":225,"name":226},289,"Gemma Aiolfi",[],[],[230],1875,[21,30],[15],"2022-04-27T11:54:11.000Z","2026-05-29T22:22:49.000Z","\u002Fresources\u002Fpublications\u002Fanti-corruption-compliance-guide-small-and-mid-sized-organizations",{"id":237,"slug":238,"title":239,"status":6,"nid":240,"year":241,"body":242,"external":28,"topic":243,"language":15,"type":244,"date_published":245,"image":246,"citation":14,"publisher":93,"link_internal":247,"link_external":249,"authors":250,"countries":259,"tags":260,"pdf":275,"topics":277,"featured":28,"languages":7,"summary":7,"programme":7,"area":7,"websites":7,"pdf_text":7,"sort":7,"user_created":40,"date_created":278,"user_updated":41,"date_updated":279,"main_points":7,"short_version":7,"subtitle":7,"link":280},2395,"quick-guide-39-business-integrity-and-ethics","Quick Guide 39: Business integrity and ethics",2785,2025,"The changing landscape of anti-corruption regulation and enforcement has triggered important discussions around the role of ethics and compliance in business strategies and in the economy as a whole. It has also given impetus to the narrative that anti-corruption compliance programmes are inevitably costly, potentially ineffective and bureaucratic. \n\nThis ignores many of the positive advances in compliance that have been made in recent years, as well as the growing body of evidence supporting the business case for compliance.\n\nThis Quick Guide covers five broad areas in which mature and well-constructed ethics and compliance systems can benefit businesses even in the face of an uncertain regulatory and enforcement framework. It is based on a roundtable convened by the Basel Institute on Governance and bilateral discussions with key figures in the business and anti-corruption community.\n\n### About this Quick Guide\n\nYou are free to share and republish this work under a \u003Ca href=\"https:\u002F\u002Fcreativecommons.org\u002Flicenses\u002Fby-nc-nd\u002F4.0\u002F\">Creative Commons BY-NC-ND 4.0 Licence\u003C\u002Fa>. It is part of the Basel Institute on Governance Quick Guide series, \u003Ca href=\"https:\u002F\u002Fwww.baselgovernance.org\u002Fpublications?type=2428\">ISSN 2673-5229\u003C\u002Fa>.",[21,86],[137],"2025-03-25","https:\u002F\u002Fjam.baselgovernance.org\u002Fapi\u002Fassets\u002F9a75cbfc-a56c-4739-b683-d2122f94d9bc?width=600&height=840",[248],{"url":142,"caption":143},[],[251,255],{"authors_id":252},{"id":253,"name":254},298,"Vanessa Hans",{"authors_id":256},{"id":257,"name":258},296,"Monica Guy",[],[261,265,269,273],{"tags_id":262},{"id":263,"name":264},830,"Business integrity",{"tags_id":266},{"id":267,"name":268},1274,"Ethics",{"tags_id":270},{"id":271,"name":272},1380,"Sustainability",{"tags_id":274},{"id":159,"name":160},[276],2436,[21,86,30],"2025-03-25T17:05:22.000Z","2026-06-02T14:08:52.000Z","\u002Fresources\u002Fpublications\u002Fquick-guide-39-business-integrity-and-ethics",{"id":282,"slug":283,"title":284,"status":6,"nid":285,"year":286,"body":287,"external":28,"topic":288,"language":15,"type":289,"date_published":291,"image":292,"citation":14,"publisher":93,"link_internal":293,"link_external":294,"authors":298,"countries":299,"tags":300,"pdf":309,"topics":311,"featured":28,"languages":312,"summary":7,"programme":7,"area":7,"websites":7,"pdf_text":7,"sort":7,"user_created":40,"date_created":313,"user_updated":41,"date_updated":314,"main_points":7,"short_version":7,"subtitle":7,"link":315},2377,"putting-business-integrity-global-agenda-report-5th-international-collective-action","Putting business integrity on the global agenda: Report from the 5th International Collective Action Conference",2725,2024,"The 5th International Collective Action Conference represented another significant milestone in the development of responsible and ethical business practices through anti-corruption Collective Action. \n\nThe conference, hosted by the Basel Institute with the support of the Siemens Integrity Initiative, took place on 24 and 25 June 2024 in Basel, Switzerland. This short conference report presents main insights, quotes as well as infographics and graphic recordings from the two-day event, which welcomed around 200 people from around the world and across all sectors.\n\nA key theme of this year’s conference was the importance of building local, regional and international communities of practice. These communities bring together different constellations of people and organisations interested in the Collective Action approach to improve skills, develop joint solutions and advance knowledge about how to make initiatives effective in different contexts. \n\nFive panel discussions, three interactive breakout sessions and multiple networking opportunities, including an exhibition, offered many occasions for sharing experiences and best practices in anti-corruption Collective Action and breaking down silos.\n\n### About this report and acknowledgements\n\nThe Basel Institute on Governance thanks the Siemens Integrity Initiative for supporting and providing funding for the conference’s 5th edition, as well as all speakers and breakout session facilitating organisations. The full list of presenters and sessions can be found on conference pages of the \u003Ca href=\"https:\u002F\u002Fcollective-action.com\u002Fget-involved\u002Fevents\u002Ficac-2024\u002Fagenda\">B20 Collective Action Hub\u003C\u002Fa>.\n\nGraphic recording illustrations: Tetyana Kalyuzhna, Basel Institute on Governance.\nPhoto and video credit: David Borter, LEO MEDIA GmbH \u002F BBM PRODUCTIONS AG.\n\nThe report is free to share or republish under a Creative Commons Attribution-NonCommercial-NoDerivatives 4.0 International licence (\u003Ca href=\"https:\u002F\u002Fcreativecommons.org\u002Flicenses\u002Fby-nc-nd\u002F4.0\u002Fdeed.en\">CC BY-NC-ND 4.0\u003C\u002Fa>). Please credit the Basel Institute on Governance and link to: \u003Ca href=\"https:\u002F\u002Fcollective-action.com\">https:\u002F\u002Fcollective-action.com\u003C\u002Fa>.",[21,86],[290],"Report","2024-11-28","https:\u002F\u002Fjam.baselgovernance.org\u002Fapi\u002Fassets\u002F02044130-66da-43f7-8ee2-ef45cc33cc96?width=600&height=840",[],[295],{"url":296,"caption":297},"https:\u002F\u002Fcollective-action.com\u002Fget-involved\u002Fevents\u002Ficac-2024\u002F"," See Conference web page",[],[],[301,303,305],{"tags_id":302},{"id":115,"name":21},{"tags_id":304},{"id":263,"name":264},{"tags_id":306},{"id":307,"name":308},982,"Anti-corruption",[310],2415,[21,86,30],[15],"2024-12-05T14:06:46.000Z","2026-05-29T22:22:53.000Z","\u002Fresources\u002Fpublications\u002Fputting-business-integrity-global-agenda-report-5th-international-collective-action",{"id":317,"slug":318,"title":319,"status":6,"nid":320,"year":83,"body":321,"external":28,"topic":322,"language":15,"type":323,"date_published":324,"image":325,"citation":14,"publisher":93,"link_internal":326,"link_external":327,"authors":331,"countries":342,"tags":363,"pdf":364,"topics":366,"featured":28,"languages":367,"summary":7,"programme":7,"area":7,"websites":7,"pdf_text":7,"sort":7,"user_created":40,"date_created":368,"user_updated":41,"date_updated":369,"main_points":7,"short_version":7,"subtitle":7,"link":370},2316,"wp48","Working Paper 48: A collaborative approach to improve business integrity in ASEAN: Case studies of anticorruption Collective Action in the region",2529,"This working paper provides an overview and analysis of anti-corruption Collective Action case studies in the ASEAN region. It builds on the 2014 paper: \u003Ca href=\"https:\u002F\u002Fwww.asean-csr-network.org\u002Fc\u002Fimages\u002FAIMPublication-CollectiveActionAgainstCorruptionRVR-CVStarr-1.pdf\">*Collective Action against Corruption: Business and Anti-Corruption Initiatives in ASEAN*\u003C\u002Fa>, which was published by the ASEAN CSR Network and the Asian Institute of Management.\n\nThis 2023 paper reviews the initiatives featured in the 2014 paper and highlights new initiatives that have emerged in the region since then. It covers:\n\n\n- Indonesia: Indonesia Business Links\n- Malaysia: Corporate Integrity System Malaysia\n- Philippines: Integrity Initiative and project SHINE\n- Thailand: Collective Action Against Corruption\n- Thailand: Anti-Corruption Organization of Thailand\n- Vietnam: Vietnam Chamber of Commerce & Industry and its Office for Business\n\n\nThe analysis identifies several success factors, while noting that Collective Action is a flexible approach that can and must be tailored to different contexts.\n\n### About this Working Paper\n\nThe authors would like to thank the Asian Institute of Management and the representatives of the initiatives featured in this paper for their time and contributions.\n\nThis paper is made possible through the support of the Siemens Integrity Initiative.\n\nThe publication is part of the Basel Institute on Governance Working Paper Series, ISSN: 2624-9650. You may share or republish the Working Paper under a Creative Commons Attribution NonCommercial-NoDerivatives 4.0 International License (CC BY-NC-ND 4.0).\n\nSuggested citation: Binder, Lucie, Vanessa Hans, and Anna Stransky. 2023. ‘A collaborative approach to improve business integrity in ASEAN: Case studies of anti-corruption Collective Action in the region.’ Working Paper 48, Basel Institute on Governance. Available at: \u003Ca href=\"https:\u002F\u002Fbaselgovernance.org\u002Fpublications\u002Fwp48\">https:\u002F\u002Fbaselgovernance.org\u002Fpublications\u002Fwp48\u003C\u002Fa>.",[21,86],[89],"2023-11-09","https:\u002F\u002Fjam.baselgovernance.org\u002Fapi\u002Fassets\u002F4721d38d-d829-421c-986d-90d1e7759d7c?width=600&height=840",[],[328],{"url":329,"caption":330},"https:\u002F\u002Fcollective-action.com\u002F"," Learn more about Collective Action",[332,336,338],{"authors_id":333},{"id":334,"name":335},515,"Lucie Binder",{"authors_id":337},{"id":253,"name":254},{"authors_id":339},{"id":340,"name":341},529,"Anna Stransky",[343,347,351,355,359],{"countries_id":344},{"id":345,"name":346},99,"Indonesia",{"countries_id":348},{"id":349,"name":350},155,"Malaysia",{"countries_id":352},{"id":353,"name":354},174,"Philippines",{"countries_id":356},{"id":357,"name":358},213,"Thailand",{"countries_id":360},{"id":361,"name":362},236,"Vietnam",[],[365],2378,[21,86,30],[15],"2023-11-09T23:04:37.000Z","2026-05-31T22:51:48.000Z","\u002Fresources\u002Fpublications\u002Fwp48",{"id":372,"slug":373,"title":374,"status":6,"nid":375,"year":376,"body":377,"external":28,"topic":378,"language":15,"type":379,"date_published":380,"image":381,"citation":14,"publisher":93,"link_internal":382,"link_external":390,"authors":391,"countries":400,"tags":401,"pdf":405,"topics":407,"featured":28,"languages":408,"summary":7,"programme":7,"area":7,"websites":7,"pdf_text":7,"sort":7,"user_created":40,"date_created":409,"user_updated":41,"date_updated":410,"main_points":7,"short_version":7,"subtitle":7,"link":411},1818,"working-paper-34-local-certification-through-collective-action-innovative-approach","Working Paper 34: Local certification through Collective Action: an innovative approach to anti-corruption compliance and due diligence",1958,2021,"How can local certification of small and mid-sized enterprises (SMEs) help to alleviate anti-corruption due diligence for SMEs as well as multinational corporations (MNC) seeking to work with them. This Working Paper by the Basel Institute's Collective Action team attempts to answer that question based on discussions and analysis of current local certification initiatives in different countries and sectors.\n\n*Local certification* in this context means the assessment of a company’s anti-corruption compliance standards according to a method devised through a Collective Action and developed within a domestic (local) market. The local component also involves verification (certification) by a reputable organisation based in the same country as the entity that is being certified. \n\nThe paper explores:\n\n\n- Due diligence dilemmas faced by both SMEs and MNCs.\n- How local certification can help SMEs develop and demonstrate robust anti-corruption compliance procedures.\n- How a trusted certification programme can help alleviate due diligence on third parties by MNCs, using a risk-based approach.\n- Wider benefits, including raising standards of compliance across the board.\n- How a Collective Action approach boosts the potential of local certification to achieve these wins.\n- Special considerations and six practical recommendations for practitioners seeking to raise levels of anti-corruption compliance through a local certification scheme.\n\n\n### About this Working Paper\n\nThis paper is part of the Basel Institute on Governance Working Paper Series, \u003Ca href=\"https:\u002F\u002Fwww.baselgovernance.org\u002Fpublications?type[]=255\">ISSN: 2624-9650\u003C\u002Fa>.\n\nThe paper was funded by the KBA-NotaSys Integrity Fund of Koenig & Bauer Banknote Solutions. It is part of the Basel Institute’s \u003Ca href=\"https:\u002F\u002Fbaselgovernance.org\u002Fb20-collective-action-hub\u002Fcertification\">local certification project\u003C\u002Fa>, which aims to support innovative approaches to anti-corruption compliance and due diligence through Collective Action. .\n\nThe views and opinions expressed in this report are those of the authors and do not reflect the position of the KBA NotaSys Integrity Fund, Koenig & Bauer Banknote Solutions, any affiliates or any persons acting on their behalf.\n\nThis work is licensed under a Creative Commons Attribution-NonCommercial-NoDerivatives 4.0 International License (CC BY-NC-ND 4.0). \n\nCitation: Hans, V., Wannenwetsch, S. and Aiolfi, G. (2020). *Local certification through Collective Action: an innovative approach to anti-corruption compliance and due diligence*. Working Paper 34, Basel Institute on Governance.",[21,22],[89],"2021-01-19","https:\u002F\u002Fjam.baselgovernance.org\u002Fapi\u002Fassets\u002F5dd44698-4bf4-4948-9e55-99be6f25fb9d?width=600&height=840",[383,386,389],{"url":384,"caption":385},"\u002Fresources\u002Fnews\u002Fnew-working-paper-local-certification-through-collective-action-1959"," View news release and summary",{"url":387,"caption":388},"https:\u002F\u002Fcollective-action.com\u002Fexplore\u002Fcertification"," View Certification project page and resources",{"url":96,"caption":97},[],[392,394,398],{"authors_id":393},{"id":253,"name":254},{"authors_id":395},{"id":396,"name":397},293,"Scarlet Wannenwetsch",{"authors_id":399},{"id":225,"name":226},[],[402],{"tags_id":403},{"id":404,"name":22},1236,[406],1855,[21,30],[15],"2022-04-27T11:53:56.000Z","2026-06-02T14:08:43.000Z","\u002Fresources\u002Fpublications\u002Fworking-paper-34-local-certification-through-collective-action-innovative-approach",{"id":413,"slug":414,"title":415,"status":6,"nid":416,"year":207,"body":417,"external":28,"topic":418,"language":15,"type":421,"date_published":423,"image":424,"citation":14,"publisher":93,"link_internal":425,"link_external":429,"authors":430,"countries":433,"tags":434,"pdf":437,"topics":439,"featured":28,"languages":440,"summary":7,"programme":7,"area":7,"websites":7,"pdf_text":7,"sort":7,"user_created":40,"date_created":441,"user_updated":41,"date_updated":442,"main_points":7,"short_version":7,"subtitle":7,"link":443},1820,"g20s-responsiveness-b20-anti-corruption-recommendations-2010-2017-part-i-baseline","The G20’s responsiveness to B20 anti-corruption recommendations 2010–2017. Part I: Baseline report",1939,"How effectively does the Business 20 (B20) process channel recommendations on anti-corruption from the business community up to the Group of Twenty (G20) leaders? Are there ways to increase the uptake of B20 recommendations by the G20 Anti-Corruption Working Group (ACWG) and in the final Communiqué at the G20 Summit?\n\nThis paper helps to answer the questions by analysing the responsiveness of the G20 leaders to the B20’s recommendations on anti-corruption from 2010 to 2017. The analysis uses three previous attempts to measure the impact of the B20 process on G20 outcomes, by the German and Russian presidencies and by the International Chamber of Commerce (ICC).\n\n### About this report\n\nThis report was funded by the \u003Ca href=\"https:\u002F\u002Fnew.siemens.com\u002Fglobal\u002Fen\u002Fcompany\u002Fsustainability\u002Fcompliance\u002Fcollective-action.html\">Siemens Integrity Initiative\u003C\u002Fa>, which supports organisations in the fight against corruption and fraud through Collective Action, education and training. The views and opinions expressed in this report are those of the author and do not reflect the position of Siemens or the Siemens Integrity Initiative.",[21,419,420,22],"HLRM","Integrity Pacts",[422,290],"Article","2020-12-09","https:\u002F\u002Fjam.baselgovernance.org\u002Fapi\u002Fassets\u002F377e6c2e-8e4a-4236-b4c1-7e76578bda36?width=600&height=840",[426],{"url":427,"caption":428},"\u002Fresources\u002Fnews\u002Fnew-report-highlights-3-ways-to-enhance-b20g20-dialogue-on-anti-corruption-1938"," View blog and summary",[],[431],{"authors_id":432},{"id":396,"name":397},[],[435],{"tags_id":436},{"id":307,"name":308},[438],1856,[21,419,420,30],[15],"2022-04-27T11:53:57.000Z","2026-06-02T14:08:44.000Z","\u002Fresources\u002Fpublications\u002Fg20s-responsiveness-b20-anti-corruption-recommendations-2010-2017-part-i-baseline",{"id":445,"slug":446,"title":447,"status":6,"nid":448,"year":207,"body":449,"external":28,"topic":450,"language":15,"type":451,"date_published":452,"image":453,"citation":14,"publisher":454,"link_internal":455,"link_external":456,"authors":457,"countries":458,"tags":459,"pdf":462,"topics":464,"featured":28,"languages":465,"summary":7,"programme":7,"area":7,"websites":7,"pdf_text":7,"sort":7,"user_created":40,"date_created":466,"user_updated":41,"date_updated":467,"main_points":7,"short_version":7,"subtitle":7,"link":468},1823,"measuring-effectiveness-anti-corruption-programmes-indicators-company-reporting","Measuring effectiveness of anti-corruption programmes: Indicators for company reporting",1919,"This guidance note contains a set of indicators that companies may wish to consider when reporting on the effectiveness of their anti-corruption efforts to external stakeholders. Such disclosures could also be useful to build trust with external stakeholders, mitigate reputational risk and identify best practices.\n\nIt is focused on the health sector, which is especially vulnerable to compliance risks because of the complexity of its value chain and the size of the financial flows in the sector.\n\nThe guidance note responds to the publication by Norges Bank Investment Management of expectations of companies on anti-corruption, which emphasise that companies should disclose how they measure the effectiveness of their anticorruption programmes. These expectations are based on internationally recognised principles such as the UN Global Compact and the OECD Guidelines for Multinational Enterprises. \n\nThemes of the guidance note cover:\n\n\n- Culture\n- Risk management\n- Third parties\n- Compliance function\n- Oversight\n\n\nThe Collective Action team at the Basel Institute on Governance, under a mandate from Norges Bank Investment Management, facilitated the development of these indicators with a group of health care companies that provided input in writing and verbally during February – September 2020. Participating companies are: Alexion Pharmaceuticals Inc, AstraZeneca Plc, Bristol Myers Squibb Co, Eli Lilly and Co, GlaxoSmithKline Plc, Merck KGaA, Novartis AG and Novo Nordisk A\u002FS.\n ",[21,22],[176],"2020-11-26","https:\u002F\u002Fjam.baselgovernance.org\u002Fapi\u002Fassets\u002F745fa926-aa4b-4654-a881-9148b191d4b4?width=600&height=840","Norges Bank Investment Management",[],[],[],[],[460],{"tags_id":461},{"id":307,"name":308},[463],1857,[21,30],[15],"2022-04-27T11:53:59.000Z","2026-05-29T22:22:46.000Z","\u002Fresources\u002Fpublications\u002Fmeasuring-effectiveness-anti-corruption-programmes-indicators-company-reporting",1780676548652]